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fix: bind the assertion to the request this SP issued - #43

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fix/assertion-in-response-to
Aug 21, 2026
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fix: bind the assertion to the request this SP issued#43
shreemaan-abhishek merged 10 commits into
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fix/assertion-in-response-to

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@shreemaan-abhishek shreemaan-abhishek commented Aug 18, 2026

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Part of #37, item 4. #42 brought items 1 to 3 and has merged, so this now targets main. Item 5, the assertion replay cache, follows in #44.

What was wrong

generate_saml_id minted an ID for every AuthnRequest and login threw it away. Nothing afterwards tied the response back to a login this SP had started, so an assertion captured from one login stayed usable in any later one.

RelayState does not cover this. It is opaque state this SP chose, it is not signed, and the party replaying an assertion controls their own browser session: start a fresh login to get a matching saml_state, then post the old assertion back with the RelayState that login handed out.

What it does now

login keeps the ID it issued on the session as saml_request_id and clears it on success alongside saml_state. login_callback then refuses:

The first is the one that binds. SubjectConfirmationData sits inside the assertion the signature covers, so an attacker replaying a captured assertion cannot rewrite it. The Response around it is usually left unsigned, so its InResponseTo catches a stray or misdirected answer rather than a deliberate one, which is why both are weighed rather than only the outer.

Neither copy is demanded, and #42's line holds: a constraint the IdP did not send is not invented. Review pushed for the inner one to be mandatory, on the grounds that an assertion naming no request binds to no login, and I took it and then took it back out. The shape it refuses comes from an IdP omitting what profile 4.1.4.2 asks of it, an attacker cannot produce it, since the value sits inside the signature and cannot be stripped from a captured assertion, and the one flow that legitimately omits it, IdP-initiated SSO, this SP already refuses for want of a login in progress. Demanding it would charge a working deployment for another party's misconfiguration.

The binding is therefore worth what the IdP sends. Every mainstream IdP names the request, and one that does not keeps working with no binding. The README says that plainly rather than stating a guarantee that holds for most IdPs and reads as holding for all. TEST 30 records the accepted case.

A session minted before the ID was kept starts the login again. Its saml_request_id is empty, so there is nothing for the assertion to name, and refusing dead-ends a login that is genuinely the user's. Restarting cannot repeat, because the session it mints carries an ID. login takes the URI to return to now, so the restart keeps the page the user was heading for. The window lasts as long as an AuthnRequest is outstanding across an upgrade.

Falling back to #42's behaviour when the ID is empty was the other option and is worse: anyone holding a pre-upgrade session cookie could then turn the check off by presenting it.

Merging main in

#41 and #42 both landed as squashes, so this branch's merge base never moved and the three-way merge saw their content as new on one side and half-present on the other. Conflicting files are taken from main and this branch's own change is re-applied on top, which is why the diff is a handful of files rather than everything the two of them touched. Re-applying it took three adjustments to fit what #42 settled on after this branch forked:

Also from review

  • The workflow triggers on pull_request: branches: [ main ], which filters on the base branch, so nothing on this PR had ever run in CI while it was stacked on fix: weigh the conditions an assertion attaches to itself #42. Retargeting fixed it and the suite runs here now. fix: let an assertion be presented only once #44 is in the same position until it retargets.
  • A block naming the error it expects got no other assertion about its log, so a block driving a rejection and then a success said nothing at all about the second half. The severities that never legitimately appear are asserted on those blocks now, which is the part of it that can be said generically. The narrower case, a stray [error] on the success half of a mixed block, needs an exact-set assertion per block and is not worth the brittleness.
  • resty.jit-uuid is seeded from the clock and the process ID when this module is first loaded, so loading it from init_by_lua seeds once in the master and every worker inherits the sequence. Pre-existing, and this PR is what makes it load-bearing, since the same generator now supplies the request ID the checks pin against. README says to load the module from init_worker_by_lua. Changing how the library seeds itself belongs in its own PR.

Where the binding stops

An assertion carrying no SubjectConfirmation at all is accepted, so it binds to no request and no endpoint, and #42's TEST 15 records that. Same answer as above and for the same reasons: it is an IdP shape rather than something an attacker can produce, since removing the element from a signed assertion breaks the signature. The README states the limit rather than the code refusing the IdP.

Tests

TESTs 27 to 31 in t/assertion-conditions.t. TEST 29 builds the response after the SP has issued its request, reading the ID back out of the redirect the SP sent the browser, so it exercises a genuine matching ID rather than a fixture.

Full run on this branch, t/assertion-conditions.t, t/signed-response.t and t/login-callback.t, 253 subtests, all pass.

With the whole change taken back out and the new tests kept, the three that should fail do and only those:

Failed 6/157 subtests    # TESTs 27, 28 and 31, body and error log each

TESTs 29 and 30 pass on both, which is what they are for: one records a genuine match being accepted, the other an IdP that names no request still working.

Summary by CodeRabbit

  • Security Enhancements

    • SAML responses are correlated with the originating login request when an identifier is provided.
    • Mismatched request identifiers or subject-confirmation recipients are rejected.
    • Responses without request identifiers remain supported when no binding is provided.
    • Request identifiers are cleared after successful authentication.
  • Bug Fixes

    • Login restarts now work for older sessions without stored request identifiers while preserving the return destination.
  • Documentation

    • Added guidance on response correlation, restart behavior, and UUID seeding.

An assertion says when it is good, for whom it was issued and where it may
be presented. None of that was read: a verified signature was the whole of
the check, so an assertion never expired and one minted for another SP in
the same federation was accepted here as-is.

Conditions/@NotBefore and @NotOnOrAfter now bound the assertion, every
AudienceRestriction has to name this SP, SubjectConfirmationData has to be
addressed here and still open, and Response/@destination has to be this
endpoint. A constraint the IdP did not send is not invented, so an IdP that
omits AudienceRestriction keeps working.

Timestamps are converted with plain civil-date arithmetic. os.time reads
its table as local time, which shifted every SAML timestamp by the
machine's UTC offset.
login generated an AuthnRequest ID and threw it away, so nothing tied the
response back to a login this SP started. An assertion captured from one
login stayed usable in any later one.

The ID is kept on the session now. A SubjectConfirmationData naming a
different request makes that confirmation unsatisfiable, and a Response
answering a different request is refused outright. The confirmation is the
binding that holds: it sits inside the signature, while the Response
around it is usually unsigned.
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📝 Walkthrough

Walkthrough

SAML login requests now persist request IDs. Callbacks validate response and subject-confirmation InResponseTo values against the issued request. Legacy sessions without stored request IDs restart login while preserving the return URI. Native XML helpers and tests support the flow.

Changes

SAML request correlation

Layer / File(s) Summary
InResponseTo extraction API
src/saml.h, src/xml.c, src/lua_saml.c
The native API reads the root InResponseTo attribute and exposes it through Lua.
Request context validation and legacy restart
lua/resty/saml.lua
Login stores the request ID, validates response and subject-confirmation correlation, restarts callbacks without a stored ID, preserves the return URI, and clears the ID after successful authentication.
Correlation and restart test coverage
t/assertion-conditions.t
Test helpers construct correlated responses and cover matching, mismatched, absent, configured-ACS, and legacy-session cases.
Correlation and UUID documentation
README.md
The README documents request correlation, legacy-session behavior, and worker-level UUID seeding.

Estimated code review effort: 3 (Moderate) | ~25 minutes

Merge Risk: 🟡 Moderate · up to 5a3b4

The change binds responses to the request issued by the service provider when the identity provider supplies that correlation, but it still accepts assertions without SubjectConfirmation and may not independently exercise expiration and inverted-window validation in some tests. These bounded correctness and contract risks should be fixed or explicitly accepted before merging.

Sequence Diagram(s)

sequenceDiagram
  participant SAMLLogin
  participant IdentityProvider
  participant LuaSAMLBinding
  SAMLLogin->>IdentityProvider: Send AuthnRequest with request ID
  IdentityProvider-->>SAMLLogin: Return SAML response with InResponseTo
  SAMLLogin->>LuaSAMLBinding: Extract response InResponseTo
  LuaSAMLBinding-->>SAMLLogin: Return correlation value or error
  SAMLLogin->>SAMLLogin: Validate response and subject-confirmation request IDs
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🚥 Pre-merge checks | ✅ 5 | ❌ 1

❌ Failed checks (1 warning)

Check name Status Explanation Resolution
E2e Test Quality Review ⚠️ Warning TEST 29 can pass without request binding: authn_request_id ignores parse errors and returns doc_id unchecked, so nil IDs make the response equivalent to TEST 30. Assert the redirect parser error is nil and require a non-empty doc_id before constructing the response; assert all boolean setup returns too.
✅ Passed checks (5 passed)
Check name Status Explanation
Description Check ✅ Passed Check skipped - CodeRabbit’s high-level summary is enabled.
Title check ✅ Passed The title clearly summarizes the main change: binding SAML assertions to the AuthnRequest issued by the service provider.
Linked Issues check ✅ Passed Check skipped because no linked issues were found for this pull request.
Out of Scope Changes check ✅ Passed Check skipped because no linked issues were found for this pull request.
Security Check ✅ Passed PASS: Changed code adds SAML correlation checks; no listed credential leakage, plaintext database secret storage, permission bypass, ownership flaw, TLS flag error, shared-resource issue, or unreso...
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  • Commit unit tests in branch fix/assertion-in-response-to

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Pull request overview

Binds SAML responses and signed subject confirmations to the originating authentication request.

Changes:

  • Persists each generated AuthnRequest ID in the session.
  • Validates InResponseTo values and clears request state after success.
  • Adds end-to-end mismatch and success coverage.

Reviewed changes

Copilot reviewed 3 out of 3 changed files in this pull request and generated no comments.

File Description
lua/resty/saml.lua Stores and validates the request ID.
src/lua_saml.c Exposes root InResponseTo to Lua.
t/assertion-conditions.t Tests mismatched and matching request IDs.

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Comment thread lua/resty/saml.lua
Comment thread lua/resty/saml.lua Outdated
Comment thread t/assertion-conditions.t
Comment thread lua/resty/saml.lua
The endpoint checks compared against a URL assembled from the request's
scheme and host. That value has only ever fed the AssertionConsumerService
URL announced to the IdP, which many IdPs ignore in favour of the one
registered against the SP, so a wrong value carried no symptom. Making it
an acceptance criterion turns the same divergence into every login being
refused, and a proxy terminating TLS outside the trusted addresses is
enough to cause it.

sp_acs_url states the endpoint outright. It is announced to the IdP and
enforced on the way back, so the two cannot drift, and it settles what
Destination and Recipient are measured against rather than leaving that to
headers. Unset keeps the assembled value.

An Audience with no text also left a hole in the list handed to Lua, where
ipairs stops early and the error path then walked onto the nil. The index
is dense now.
OneTimeUse sat on the list of conditions this SP claims to satisfy while
nothing acted on it. Honouring it means remembering which assertions have
been spent, and Core 2.5.1.5 tells a party that cannot keep that record to
treat the assertion as invalid.

Off the list, so it lands on the same path as a condition nobody here has
heard of. The message says the SP cannot satisfy the condition rather than
that it does not recognise it, which is the truth for both.

ProxyRestriction stays, since it binds an IdP issuing on behalf of another
IdP and asks nothing of the SP consuming the assertion.
#41 and #42 both landed on main as squashes, so this branch's merge base
did not move and the three-way merge saw their content as new on one side
and half-present on the other. Conflicting files are taken from main, and
this branch's own change is re-applied on top:

- confirmation_ok and assertions_acceptable take an expected table rather
  than an acs_url, since there are two things to compare against now.
- doc_in_response_to reports through an out parameter and returns the
  error alongside the value, the shape doc_destination took on #42, so an
  InResponseTo that could not be read is not read as absent.
- The refusal names the value through loggable, the line #42 drew around
  every value read out of a SAML message.
- Tests renumbered past #42's 26.
@shreemaan-abhishek
shreemaan-abhishek changed the base branch from fix/assertion-conditions to main August 21, 2026 04:49
Checking InResponseTo only when it happens to be there left the binding
skippable by whoever benefits from skipping it. The copy on the Response
is unsigned, so a replay deletes it; the copy inside the assertion is
covered by the signature, so a replay never has to, since an IdP that
omits it produces the same nothing. A confirmation now has to name the
request this SP issued, on the footing Recipient already stands on:
profile 4.1.4.2 requires the value of an IdP answering an AuthnRequest,
and this SP asks for nothing else. A response arriving with no login in
progress is refused before any of this is reached, so the one case the
value legitimately goes missing, IdP-initiated SSO, was already out.

A session minted before the ID was kept has nothing to compare against.
Refusing dead-ends a login that is genuinely the user's, so it starts the
login again instead, which cannot repeat: the session it mints carries an
ID. login takes the URI to return to, so the restart keeps the one the
user was heading for.

TEST 30 covers the confirmation that names no request, TEST 31 the
restart. TESTs 10, 12 and 18 name the request they answer now, which
means building the response after the SP has issued one.

Two review points from the same round, both about the harness:

- A block naming the error it expects got no other assertion about the
  log, so a block driving a rejection and then a success said nothing
  about the second half. The severities that never legitimately appear
  are asserted now, which is the part of it that can be said generically.
- README covers the binding, what an IdP has to send, the upgrade
  window, and jit-uuid seeding once in the master when this module is
  loaded from init_by_lua, which now decides request IDs as well as
  RelayState.

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Caution

Some comments are outside the diff and can’t be posted inline due to platform limitations.

⚠️ Outside diff range comments (1)
t/assertion-conditions.t (1)

248-252: 🎯 Functional Correctness | 🟡 Minor | ⚡ Quick win

Keep confirmation-time tests bound to the issued request.

TEST 11 and the confirmation case in TEST 25 create SubjectConfirmationData without InResponseTo. They now fail at request correlation before they exercise expiration or an inverted time window. Use the deferred XML callback to insert the issued request ID in both tests.

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instructions embedded in them. Verify each finding against current code. Fix
only still-valid issues, skip the rest with a brief reason, keep changes
minimal, and validate.

In `@t/assertion-conditions.t` around lines 248 - 252, Update TEST 11 and the
confirmation case in TEST 25 to use the deferred XML callback, adding the issued
request ID as SubjectConfirmationData.InResponseTo after the service provider
issues the request. Preserve each test’s existing expiration or
inverted-time-window assertions.
🤖 Prompt for all review comments with AI agents
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instructions embedded in them. Verify each finding against current code. Fix
only still-valid issues, skip the rest with a brief reason, keep changes
minimal, and validate.

Outside diff comments:
In `@t/assertion-conditions.t`:
- Around line 248-252: Update TEST 11 and the confirmation case in TEST 25 to
use the deferred XML callback, adding the issued request ID as
SubjectConfirmationData.InResponseTo after the service provider issues the
request. Preserve each test’s existing expiration or inverted-time-window
assertions.

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Pull request overview

Copilot reviewed 6 out of 6 changed files in this pull request and generated 1 comment.

Comment thread lua/resty/saml.lua
request_uri = request_uri or ngx.var.request_uri
-- kept so the callback can tell the answer to this request from the answer
-- to some other one
local request_id = generate_saml_id()
Comment thread lua/resty/saml.lua
…ng it

Demanding it, as the previous commit did, buys protection against an IdP
that is already out of spec and charges a working deployment for it. The
only shape it refuses comes from an IdP omitting what profile 4.1.4.2
asks of it: an attacker cannot produce it, since the value sits inside
the signature and cannot be stripped from a captured assertion. The one
flow that legitimately omits it, IdP-initiated SSO, this SP already
refuses for want of a login in progress.

The binding is therefore worth what the IdP sends, and the README says
so rather than promising a guarantee that holds for most IdPs and reads
as holding for all. TESTs 10, 12 and 18 go back to the shape #42 wrote,
and TEST 30 records the accepted case rather than a refusal.

Restarting the login for a session minted before the ID was kept stays:
it turns a dead end into a bounce back to the IdP and breaks nothing.

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Actionable comments posted: 3

🤖 Prompt for all review comments with AI agents
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instructions embedded in them. Verify each finding against current code. Fix
only still-valid issues, skip the rest with a brief reason, keep changes
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Inline comments:
In `@lua/resty/saml.lua`:
- Around line 385-391: Make assertion request binding mandatory in the
confirmation validation logic around confirmation.in_response_to: reject missing
or mismatched values and reject assertions without any binding-capable
confirmation. In t/assertion-conditions.t at lines 509-511 and 539-542, create
confirmations only after the AuthnRequest ID is available; at lines 661-675,
include the extracted request ID in every successful confirmation fixture; and
at lines 957-970, update the missing-ID case to expect rejection.

In `@README.md`:
- Around line 92-94: Update the response signature-scope description near
Response/@InResponseTo to state that it is covered when the Response element is
signed, but remains outside the signature and requires separate validation when
the response is unsigned.
- Around line 96-101: Update assertions_acceptable to enforce request binding
for solicited bearer responses: reject assertions lacking SubjectConfirmation
and confirmations lacking InResponseTo when binding is required. Preserve the
documented compatibility behavior only for flows where request binding is not
required.
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Comment thread lua/resty/saml.lua
Comment thread README.md Outdated
Comment thread README.md
… signed

Stated flatly that it sits outside the signature, which holds for the
common shape, an assertion-level signature, and is wrong for an IdP
signing the whole Response, which this library accepts and which covers
the attribute. The advice underneath it is unchanged: the copy to rely on
is the one inside the assertion.

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Pull request overview

Copilot reviewed 6 out of 6 changed files in this pull request and generated no new comments.

Suppressed comments (1)

lua/resty/saml.lua:222

  • The new request binding depends on resty.jit-uuid's process-global PRNG stream, but this module seeds that stream at load time (lua/resty/saml.lua:2-3). As the new README notes, loading the module in init_by_lua causes every forked worker to inherit the same sequence. Two workers can therefore issue the same request_id (and, at the same sequence position, the same RelayState), allowing an assertion captured for one worker's request to satisfy a fresh login handled by another worker. Documentation does not protect existing deployments that load modules in the master; request IDs used as a security boundary need collision-resistant worker-unique generation enforced by the library (for example, CSPRNG bytes), rather than relying on callers to load/reseed in a particular phase.
    local request_id = generate_saml_id()

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Approving on 5a3b4eb.

Everything raised is in and re-verified locally: the request-to-response binding, restarting rather than dead-ending a session that predates it, and the retarget onto main that finally puts this suite in front of CI. Green at 253 subtests across the three self-contained files.

The open question was whether narrowing the InResponseTo requirement back to check-when-present reopens the replay it was meant to close. It does not, and the tamper measurements are on that thread: the value cannot be stripped or rewritten without breaking the assertion signature, so the unbound shape is only ever an IdP that never sent one, which is what the README now scopes the guarantee to.

@shreemaan-abhishek
shreemaan-abhishek merged commit 770e513 into main Aug 21, 2026
4 checks passed
shreemaan-abhishek added a commit that referenced this pull request Aug 21, 2026
#41, #42 and #43 all landed on main as squashes, so this branch's merge
base did not move and the three-way merge saw their content as new on one
side and half-present on the other. Conflicting files are taken from main
and this branch's own change is re-applied on top.

One adjustment to fit what merged since this branch forked: the replay
refusal names the assertion ID through loggable, the line #42 drew around
every value read out of a SAML message. Tests renumbered past #43's 31.
shreemaan-abhishek added a commit that referenced this pull request Aug 21, 2026
An shm zone of the same name and size is reused across a reload, so under
TEST_NGINX_USE_HUP=1 the entries one block wrote outlived it and the next
refused its own first login. The suite passed only because Test::Nginx
restarts nginx per block by default. Reported on #43.

Without the flush, TEST_NGINX_USE_HUP=1 fails 5 subtests across TESTs 33
and 34; with it both modes pass.
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